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Risk Management Solutions

Where there are credit unions, there are risks. That’s just the way it is. But, you can be proactive and take control of those risks when you come to the CUaxis community. That’s because our providers have all kinds of risk management solutions for you! Check them out below, and learn more at Vizo Financial.


CUaxis has your compliance connection! In this community of common core users, we’re happy to offer a full compliance suite called CUcompliance✓.

CUcompliance✓ is a smorgasbord of services ranging from OFAC monitoring to BSA training and more. With CUcompliance✓, we take on the job to ensure your internal processes and procedures align with current compliance standards. It also means any new regulations that come about won’t create a roadblock in your credit union’s operations.

In addition to reducing the work of regulatory compliance, CUcompliance✓ is an added layer of assistance that you won’t find anywhere else. That’s because this collection of compliance monitoring, training and analytics services is exclusive to CU*BASE users through the CUaxis community!

  • Daily BSA Monitoring
  • OFAC Monitoring
  • File Maintenance Monitoring
  • Dormancy Monitoring
  • Monthly Executive Summary
  • Information Security Risk Assessment
  • BSA Training
  • Security Awareness Training
  • ACH Audit
  • BSA Risk Assessment
  • Transaction Reversals Monitoring (✓deluxe package only)
  • Wire Transfer Monitoring (✓deluxe package only)
  • Employee Review Monitoring (✓deluxe package only)

Operational restrictions and compliance woes, be gone! CUaxis can help you check compliance off your list. Contact us at to learn more and get started with CUcompliance✓!

Business Continuity Services

Don't overlook business continuity as just a regulatory requirement that will never be needed. Proper planning is essential towards the long-term success of a credit union. Our partner, Vizo Financial, can help ensure your credit union has a strong business continuity plan in place so that you are prepared for the worst. Learn More: Business Continuity Services >

Consulting Services

Our team has almost 100 years of combined experience serving credit unions. Our knowledge and experience are available through consulting services whether you need us to come in for a group discussion or you need a quick explanation that can be discussed over the phone. Learn More: Consulting Services >

Enterprise Risk Management

As financial institutions, credit unions are faced with a substantial amount of risk compared to the average business, which makes managing risk an essential component of a credit union's operations. Our partner, Vizo Financial, offers several products and services that can help your credit union with this process. Learn More: Enterprise Risk Management >

Information Security Risk Assessments

Not only are information security risk assessments (ISRA) a regulatory requirement under National Credit Union Administration rules and regulations part 748, but they also provide you with the tools you need to make proper decisions for implementing controls to protect your members' sensitive information. Learn More: Information Security Risk Assessments >

Information Security Risk Solutions

Credit unions are entrusted with their members’ sensitive information. Criminals recognize this, which is why financial institutions are often the targets of criminal cyber-attacks and social engineering attacks designed to compromise your member's sensitive information. Make sure your credit union is prepared to mitigate potential attacks. Learn More: Information Security Risk Solutions >

Training and Education Services

Holding security awareness training sessions for your members not only decreases the risk your members may cause to your systems, but is also a great way to increase your contributions to the community. Learn More: Training and Education Services >

Social Engineering Testing

There’s a reason why we practice fire and bad weather drills. It’s so that when life hands us an unexpected situation, we’re able to handle it because we already know the risks. The same can be said of your credit union’s security – the more practice and emphasis you put into security awareness, the better you’ll be able to deal with social engineering threats like phishing, vishing and cyberattacks. Learn More: Social Engineering Testing >

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